Securities Regulatory Assistant

CIRO & FINRA Expert

Welcome! I'm your securities regulatory assistant.

General Mode: Ask me anything - I'll help with a variety of tasks.

Regulatory Expert Mode: Toggle it on for specialized help with:

  • Canadian regulations (CIRO, CPH exam prep)
  • US regulations (FINRA, SEC, Series exams)
  • Compliance questions with cited sources

Note: Always verify regulatory information with official sources.